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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-13 |
| NY | RA | APPROVED | 2023-06-21 |
Branch Locations
138 Hillside Avenue, Williston Park, NY 11596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Williston Park | NY | 07/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Williston Park | NY | 09/2019 | Present |
| Advantage Wholesale Supply | Bronx | NY | 12/2017 | 09/2019 |
| Kohls | Rego Park | NY | 03/2010 | 03/2017 |
| Unemployed | Elmhurst | NY | 04/2017 | 11/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-27 |
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