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20965 Crossroads Circle, Waukesha, WI 53186 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dayton Bag And Burlap | Union | IL | 05/2016 | 08/2017 |
| Chicago Trivia Guys | Downers Grove | IL | 03/2018 | 10/2019 |
| G4S Secure Solutions | Milwaukee | WI | 10/2019 | 07/2021 |
| Marquette University | Milwaukee | WI | 08/2011 | 12/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2021 | 04/2024 |
| Northwestern Mutual Investment Services Llc | Salem | WI | 09/2021 | 04/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2022 | 04/2024 |
| Drake & Associates, Llc | Waukesha | WI | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-16 |
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