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Brent Nichols Tompkins

Wells Fargo Clearing Services, LLC

Charlotte, NC

Gastonia, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-08
NC RA APPROVED 2021-11-05
  • TX RA
    APPROVED
    Since 2021-11-08
  • NC RA
    APPROVED
    Since 2021-11-05

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Gastonia, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Charlotte NC 07/2021 Present
Chick-Fil-A Franklin Square Gastonia NC 08/2015 01/2020
Unc Campus Recreation Chapel Hill NC 01/2019 05/2020
University Of North Carolina At Chapel Hill Chapel Hill NC 08/2017 05/2021
Forestview Highschool Gastonia NC 08/2013 06/2017
Digital Intelligence Systems Llc Mclean VA 07/2021 Present
  • 07/2021 → Present
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 08/2015 → 01/2020
    Chick-Fil-A Franklin Square
    Gastonia, NC
  • 01/2019 → 05/2020
    Unc Campus Recreation
    Chapel Hill, NC
  • 08/2017 → 05/2021
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 08/2013 → 06/2017
    Forestview Highschool
    Gastonia, NC
  • 07/2021 → Present
    Digital Intelligence Systems Llc
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
  • S66 Uniform Combined State Law Examination
    2021-11-05
Other Names
  • Brent Tompkins

View on SEC IAPD

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