Douglas Arthur Thompson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → Present
  Universal Financial Strategies
  Lincoln, NE
• 04/2006 → 01/2024
  Woodbury Financial Services
  Oakdale, MN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Lincoln, NE

Previous Registrations

• 2008-12-05 → 2024-01-19
  Woodbury Financial Services, Inc.
  Lincoln, NE
  Lincoln, NE

Other Businesses

1) UFS HOLDINGS, LLC POSITION: Owner NATURE: This is an LLC formed for the purchase of our office building at 7431 O ST, Lincoln, NE 68510. This is the sole purpose of the LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2016; ADDRESS: 7431 O ST, Lincoln NE 68510; DESCRIPTION: I participate as a building owner in the care and maintenance of our building. 2. UNIVERSAL FINANCIAL STRATEGIES POSITION: Partner NATURE: Insurance agency. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2004 ADDRESS: 7431 O Street, Lincoln NE 68510, United States DESCRIPTION: Sales of fixes products. 3. DOUG'S REPTILES LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 3221 S Gate Cir, Lincoln NE 68502, United States DESCRIPTION: Management. 4. CONSTRICTOR CYBERSECURITY POSITION: CEO NATURE: This is a DBA Operated under already disclosed Doug's Reptiles LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2026 ADDRESS: 3221 S Gate Cir, Lincoln NE 68502, United States DESCRIPTION: Overseeing business operations. This business is a family business. The employees are me, my wife, son and daughter.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-26
• S63 Uniform Securities Agent State Law Examination
  2005-04-26

Other Names

• Doug Thompson