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Douglas Arthur Thompson

Osaic Wealth, Inc.

Elkhorn, NE

Lincoln, NE

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-01-19
  • NE RA
    APPROVED
    Since 2024-01-19

Branch Locations

1908 N 203 St Ste 6, Elkhorn, NE 68022 • United States

7431 O St, Lincoln, NE 68510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Universal Financial Strategies Lincoln NE 09/2004 Present
Woodbury Financial Services Oakdale MN 04/2006 01/2024
Osaic Wealth, Inc. Lincoln NE 01/2024 Present
  • 09/2004 → Present
    Universal Financial Strategies
    Lincoln, NE
  • 04/2006 → 01/2024
    Woodbury Financial Services
    Oakdale, MN
  • 01/2024 → Present
    Lincoln, NE
Previous Registrations
  • 2008-12-05 → 2024-01-19
    Woodbury Financial Services, Inc.
    Lincoln, NE
    Lincoln, NE
Other Businesses

1) UFS HOLDINGS, LLC POSITION: Owner NATURE: This is an LLC formed for the purchase of our office building at 7431 O ST, Lincoln, NE 68510. This is the sole purpose of the LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2016; ADDRESS: 7431 O ST, Lincoln NE 68510; DESCRIPTION: I participate as a building owner in the care and maintenance of our building. 2. UNIVERSAL FINANCIAL STRATEGIES POSITION: Partner NATURE: Insurance agency. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2004 ADDRESS: 7431 O Street, Lincoln NE 68510, United States DESCRIPTION: Sales of fixes products. 3. DOUG'S REPTILES LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 3221 S Gate Cir, Lincoln NE 68502, United States DESCRIPTION: Management. 4. CONSTRICTOR CYBERSECURITY POSITION: CEO NATURE: This is a DBA Operated under already disclosed Doug's Reptiles LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2026 ADDRESS: 3221 S Gate Cir, Lincoln NE 68502, United States DESCRIPTION: Overseeing business operations. This business is a family business. The employees are me, my wife, son and daughter.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-26
S63 Uniform Securities Agent State Law Examination 2005-04-26
  • S65 Uniform Investment Adviser Law Examination
    2008-11-26
  • S63 Uniform Securities Agent State Law Examination
    2005-04-26
Other Names
  • Doug Thompson

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