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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Universal Financial Strategies | Lincoln | NE | 09/2004 | Present |
| Woodbury Financial Services | Oakdale | MN | 04/2006 | 01/2024 |
| Osaic Wealth, Inc. | Lincoln | NE | 01/2024 | Present |
1) UFS HOLDINGS, LLC POSITION: Owner NATURE: This is an LLC formed for the purchase of our office building at 7431 O ST, Lincoln, NE 68510. This is the sole purpose of the LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2016; ADDRESS: 7431 O ST, Lincoln NE 68510; DESCRIPTION: I participate as a building owner in the care and maintenance of our building. 2. UNIVERSAL FINANCIAL STRATEGIES POSITION: Partner NATURE: Insurance agency. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2004 ADDRESS: 7431 O Street, Lincoln NE 68510, United States DESCRIPTION: Sales of fixes products. 3. DOUG'S REPTILES LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 3221 S Gate Cir, Lincoln NE 68502, United States DESCRIPTION: Management. 4. CONSTRICTOR CYBERSECURITY POSITION: CEO NATURE: This is a DBA Operated under already disclosed Doug's Reptiles LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2026 ADDRESS: 3221 S Gate Cir, Lincoln NE 68502, United States DESCRIPTION: Overseeing business operations. This business is a family business. The employees are me, my wife, son and daughter.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-26 |
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