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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-07-20
  • SD RA
    APPROVED
    Since 2026-07-20

Branch Locations

401 Vivian Street South, Aberdeen, SD 57401 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Aberdeen SD 08/2021 09/2023
U.S. Bank Aberdeen SD 06/2017 09/2023
Unemployed Golden Valley MN 07/2016 09/2016
Cortrust Bank Aberdeen SD 09/2016 01/2017
Unemployed Aberdeen SD 01/2017 06/2017
Kovack Securities, Inc. Fort Lauderdale FL 09/2023 Present
Schwan Financial Advisors, Llc Aberdeen SD 09/2023 Present
Integrity Alliance, Llc Aberdeen SD 07/2026 Present
  • 08/2021 → 09/2023
    U.S. Bancorp Investments, Inc.
    Aberdeen, SD
  • 06/2017 → 09/2023
    U.S. Bank
    Aberdeen, SD
  • 07/2016 → 09/2016
    Unemployed
    Golden Valley, MN
  • 09/2016 → 01/2017
    Cortrust Bank
    Aberdeen, SD
  • 01/2017 → 06/2017
    Unemployed
    Aberdeen, SD
  • 09/2023 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 09/2023 → Present
    Aberdeen, SD
  • 07/2026 → Present
    Aberdeen, SD
Previous Registrations
Other Businesses

1) SCHWAN FINANCIAL AGENCY POSITION: Employee NATURE: Advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/18/2023 ADDRESS: 401 Vivian Street South, Aberdeen SD 57401, United States DESCRIPTION: Financial planning, IAR, solicitation and financial consulting 2) DBA SCHWAN FINANCIAL GROUP POSITION: Employee NATURE: Investment related, investment advisory, financial planning, management and insurance, INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 09/18/2023 ADDRESS: 401 Vivian Street South, Aberdeen SD 57401, United States DESCRIPTION: RIA, meet with clients for financial planning. 3) SCHWAN FINANCIAL ADVISORS POSITION: Employee NATURE: Advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/18/2023 ADDRESS: 401 Vivian Street South, Aberdeen SD 57401, United States DESCRIPTION: Financial planning, IAR, solicitation and financial consulting

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-20
S63 Uniform Securities Agent State Law Examination 2021-12-02
  • S65 Uniform Investment Adviser Law Examination
    2023-12-20
  • S63 Uniform Securities Agent State Law Examination
    2021-12-02

View on SEC IAPD

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