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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-14
  • TX RA
    APPROVED
    Since 2026-04-14

Branch Locations

10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co San Antonio TX 02/2022 Present
Mml Investors Services, Llc San Antonio TX 11/2022 Present
Self Corpus Christi TX 08/2012 02/2022
Nylife Securities Llc San Antonio TX 08/2021 10/2021
Thrivent Investment Management Inc. Corpus Christi TX 10/2021 11/2021
  • 02/2022 → Present
    Massmutual Life Insurance Co
    San Antonio, TX
  • 11/2022 → Present
    San Antonio, TX
  • 08/2012 → 02/2022
    Self
    Corpus Christi, TX
  • 08/2021 → 10/2021
    Nylife Securities Llc
    San Antonio, TX
  • 10/2021 → 11/2021
    Thrivent Investment Management Inc.
    Corpus Christi, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-27
  • S66 Uniform Combined State Law Examination
    2026-03-27

View on SEC IAPD

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