Sebastian Diaz

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-08-13
AZ	RA	APPROVED	2026-01-07
FL	RA	APPROVED	2025-09-30
TX	RA	APPROVED	2025-09-04
WA	RA	APPROVED	2025-08-01
CA	RA	APPROVED	2025-02-24
AK	RA	APPROVED	2024-06-06
UT	RA	APPROVED	2023-10-19
RI	RA	APPROVED	2023-03-28
PA	RA	APPROVED	2022-09-01
MA	RA	APPROVED	2022-07-07
OH	RA	APPROVED	2022-06-29
NY	RA	APPROVED	2022-06-14

IL RA
APPROVED

Since 2026-08-13
AZ RA
APPROVED

Since 2026-01-07
FL RA
APPROVED

Since 2025-09-30
TX RA
APPROVED

Since 2025-09-04
WA RA
APPROVED

Since 2025-08-01
CA RA
APPROVED

Since 2025-02-24
AK RA
APPROVED

Since 2024-06-06
UT RA
APPROVED

Since 2023-10-19
RI RA
APPROVED

Since 2023-03-28
PA RA
APPROVED

Since 2022-09-01
MA RA
APPROVED

Since 2022-07-07
OH RA
APPROVED

Since 2022-06-29
NY RA
APPROVED

Since 2022-06-14

Branch Locations

Buffalo, NY • United States

600 Delaware Avenue, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Rochester	NY	08/2021	04/2022
Southern Tier Pediatrics	Jamestown	NY	08/2017	07/2021
Southwestern Central School	Jamestown	NY	09/2010	08/2017
Park Avenue Securities	Rochester	NY	02/2022	04/2022
Guardian Life Insurance	Pittsford	NY	04/2022	09/2023
Park Avenue Securities	Pittsford	NY	04/2022	09/2023
Guardian Life Insurance Company	Buffalo	NY	09/2023	Present
Park Avenue Securities	Buffalo	NY	09/2023	Present

08/2021 → 04/2022

Guardian Life Insurance Company

Rochester, NY
08/2017 → 07/2021

Southern Tier Pediatrics

Jamestown, NY
09/2010 → 08/2017

Southwestern Central School

Jamestown, NY
02/2022 → 04/2022

Park Avenue Securities

Rochester, NY
04/2022 → 09/2023

Guardian Life Insurance

Pittsford, NY
04/2022 → 09/2023

Park Avenue Securities

Pittsford, NY
09/2023 → Present

Guardian Life Insurance Company

Buffalo, NY
09/2023 → Present

Park Avenue Securities

Buffalo, NY

Other Businesses

1) Insurance other than Guardian, Start date: 08/11/2025, Address: 600 Delaware Ave, Buffalo, NY 14202, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-11

S66 Uniform Combined State Law Examination

2022-06-11

Designations

Certified Financial Planner

View on SEC IAPD