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Kristopher Charles Margerum

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-08
NC RA APPROVED 2021-11-05
  • TX RA
    APPROVED
    Since 2021-11-08
  • NC RA
    APPROVED
    Since 2021-11-05

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Charlotte NC 07/2021 Present
Massanutten Resort Massanutten VA 06/2019 07/2021
Massanutten Resort Massanutten VA 06/2018 06/2019
Augustine Golf Club Stafford VA 08/2015 08/2017
James Madison University Harrisonburg VA 08/2016 05/2020
Digital Intelligence Systems Llc Mclean VA 07/2021 Present
  • 07/2021 → Present
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 06/2019 → 07/2021
    Massanutten Resort
    Massanutten, VA
  • 06/2018 → 06/2019
    Massanutten Resort
    Massanutten, VA
  • 08/2015 → 08/2017
    Augustine Golf Club
    Stafford, VA
  • 08/2016 → 05/2020
    James Madison University
    Harrisonburg, VA
  • 07/2021 → Present
    Digital Intelligence Systems Llc
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
  • S66 Uniform Combined State Law Examination
    2021-11-05
Other Names
  • Kris Margerum
  • Kristopher Margerum

View on SEC IAPD

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