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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-08
NC RA APPROVED 2021-11-05
  • TX RA
    APPROVED
    Since 2021-11-08
  • NC RA
    APPROVED
    Since 2021-11-05

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Charlotte NC 07/2021 Present
Digital Intelligence Systems Llc Mclean VA 07/2021 Present
Animal Bed And Breakfast Concord NC 06/2011 06/2021
Appalachian State University Boone NC 08/2017 05/2021
Concord High School Concord NC 08/2013 06/2017
  • 07/2021 → Present
    Charlotte, NC
  • 07/2021 → Present
    Digital Intelligence Systems Llc
    Mclean, VA
  • 06/2011 → 06/2021
    Animal Bed And Breakfast
    Concord, NC
  • 08/2017 → 05/2021
    Appalachian State University
    Boone, NC
  • 08/2013 → 06/2017
    Concord High School
    Concord, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
  • S66 Uniform Combined State Law Examination
    2021-11-05
Other Names
  • Ben Holbrooks
  • Benton Holbrooks

View on SEC IAPD

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