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Derek Sean Ketcho

Upstream Financial Advisors LLC

Victoria, MN

CRD 7422013

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Employer firm

Upstream Financial Advisors LLC CRD 329292

$25.8M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • TAX PREPARATION

From the firm’s Form ADV. Read the guides:

Current Employers
Upstream Financial Advisors Llc

Victoria, MN • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-30
MN RA APPROVED 2024-04-02
  • TX RA
    APPROVED_RES
    Since 2025-04-30
  • MN RA
    APPROVED
    Since 2024-04-02

Branch Locations

Victoria, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hometown Bank Waconia MN 06/2015 08/2018
Us Bank Private Wealth Management Minneapolis MN 08/2018 06/2021
Jnba Financial Advisors, Llc Bloomington MN 07/2021 10/2022
Cahill Financial Advisors, Inc. Edina MN 10/2022 04/2024
Upstream Financial Advisors Llc Victoria MN 09/2023 Present
Previous Registrations
Designations
  • Certified Financial Planner

View on SEC IAPD

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