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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-24 |
| PA | RA | APPROVED | 2021-10-25 |
Branch Locations
One Ppg Place Suite 2900, Pittsburgh, PA 15222-5455 • United States
Mckees Rocks, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Pittsburgh | PA | 08/2021 | Present |
| Specialty Consultants Inc. | Pittsburgh | PA | 01/2019 | 08/2021 |
| Shady Grove Restaurant And Bar | Pittsburgh | PA | 03/2018 | 06/2019 |
| Fox Chapel Golf Club | Pittsburgh | PA | 04/2016 | 08/2017 |
| University Of Pittsburgh | Pittsburgh | PA | 08/2015 | 05/2019 |
| City National Bank | Pittsburgh | PA | 12/2021 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-08 |
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