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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
| MO | RA | APPROVED | 2022-11-04 |
Branch Locations
1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frontenac | MO | 04/2019 | Present |
| Commerce Bank | Saint Louis | MO | 05/2018 | 04/2019 |
| Sherwin-Williams Paint Company | Alton | IL | 04/2014 | 04/2018 |
| Bank Of America, N.A. | Frontenac | MO | 08/2024 | Present |
Name of the other Business: Naturscapes LLC Investment-Related: No Address of the other Business: Saint Louis, MO Nature of Other Business: Travel Photography to Convert to Printed Art to Sell to the Public as a small side business My Position: Co-Owner Title: Partner Start Date of Relationship: 05/03/2021 Approximate Number of Hours/Month I devote to the other Business: 4 hours Number of Hours I devote to the other Business during securities trading hours: 0 Duties: Prepare and ensure accurate filing of paperwork, handle receipts and balancing budget
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-03 |
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