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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-10-13
TX RA APPROVED 2023-10-13
  • MI RA
    APPROVED
    Since 2023-10-13
  • TX RA
    APPROVED
    Since 2023-10-13

Branch Locations

40705 Woodward Avenue Suite 200, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Troy MI 01/2022 10/2023
Wells Fargo Clearing Services, Llc Pittsburgh PA 07/2021 12/2021
Clean Works Llc Pittsburgh PA 06/2015 12/2021
Mccandless Township Sanitary Authority Mccandless PA 06/2015 09/2021
Hampton Tax Group Pittsburgh PA 05/2019 08/2019
University Of Michigan -Dearborn Fieldhouse Dearborn MI 01/2020 03/2020
Morgan Stanley Smith Barney Llc Bloomfield Hills MI 10/2023 Present
  • 01/2022 → 10/2023
    Troy, MI
  • 07/2021 → 12/2021
    Pittsburgh, PA
  • 06/2015 → 12/2021
    Clean Works Llc
    Pittsburgh, PA
  • 06/2015 → 09/2021
    Mccandless Township Sanitary Authority
    Mccandless, PA
  • 05/2019 → 08/2019
    Hampton Tax Group
    Pittsburgh, PA
  • 01/2020 → 03/2020
    University Of Michigan -Dearborn Fieldhouse
    Dearborn, MI
  • 10/2023 → Present
    Morgan Stanley Smith Barney Llc
    Bloomfield Hills, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-07
  • S66 Uniform Combined State Law Examination
    2023-01-07
Other Names
  • Dawson Richard

View on SEC IAPD

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