Joseph Daniel Robertson

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-09-03
TX	RA	APPROVED	2024-08-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	07/2021	08/2024
Colorado Mountain College	Salida	CO	01/2019	05/2021
Western Colorado University	Gunnison	CO	09/2022	05/2023
Arkansas Valley Adventures	Breckenridge	CO	06/2017	06/2019
Outdoor Business Pros	Buena Vista	CO	01/2014	01/2019
Bank Of America, N.A.	Chandler	AZ	07/2021	08/2024
J.P. Morgan Securities Llc	Tempe	AZ	08/2024	Present
Jpmorgan Chase Bank, N.A.	Tempe	AZ	08/2024	Present
Small Business National	Chandler	AZ	04/2024	07/2024
National Finl Solutions	Chandler	AZ	10/2022	04/2024
Ava Rafting And Zipline	Buena Vista	CO	01/2016	07/2019
Unemployed	Buena Vista	CO	06/2021	06/2021

07/2021 → 08/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
01/2019 → 05/2021

Colorado Mountain College

Salida, CO
09/2022 → 05/2023

Western Colorado University

Gunnison, CO
06/2017 → 06/2019

Arkansas Valley Adventures

Breckenridge, CO
01/2014 → 01/2019

Outdoor Business Pros

Buena Vista, CO
07/2021 → 08/2024

Bank Of America, N.A.

Chandler, AZ
08/2024 → Present

J.P. Morgan Securities Llc

Tempe, AZ
08/2024 → Present

Jpmorgan Chase Bank, N.A.

Tempe, AZ
04/2024 → 07/2024

Small Business National

Chandler, AZ
10/2022 → 04/2024

National Finl Solutions

Chandler, AZ
01/2016 → 07/2019

Ava Rafting And Zipline

Buena Vista, CO
06/2021 → 06/2021

Unemployed

Buena Vista, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-02