Inactive

Shane Scott Huey

Hightower Advisors, LLC

Los Angeles, CA

CRD 7420392

Claim This Profile

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-18

CA RA
APPROVED

Since 2024-11-18

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

1999 Avenue Of The Americas Ste 3200, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Student	Los Angeles	CA	08/2014	06/2021
Hightower Advisors	Los Angeles	CA	08/2020	Present

08/2014 → 06/2021

Student

Los Angeles, CA
08/2020 → Present

Hightower Advisors

Los Angeles, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-11-16

S65 Uniform Investment Adviser Law Examination

2024-11-16

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.

PFINGSTEN PARTNERS, L.L.C.

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch

HAROLD NELSON LEAVELL

CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL

PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL

GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor