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Jennifer Sales-Sorto

Ubs Financial Services Inc.

San Francisco, CA

Oakland, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-23
  • CA RA
    APPROVED
    Since 2026-04-23

Branch Locations

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. San Francisco CA 08/2021 Present
Becker & Lee Llp Oakland CA 04/2019 07/2021
Unemployed Oakland CA 02/2019 04/2019
Jams Mediation, Arbitration And Adr Services San Francisco CA 08/2018 02/2019
Unemployed Santa Barbara CA 05/2017 08/2018
Uc Santa Barbara Thunderdome Events Center Santa Barbara CA 10/2014 05/2017
  • 08/2021 → Present
    Ubs Financial Services, Inc.
    San Francisco, CA
  • 04/2019 → 07/2021
    Becker & Lee Llp
    Oakland, CA
  • 02/2019 → 04/2019
    Unemployed
    Oakland, CA
  • 08/2018 → 02/2019
    Jams Mediation, Arbitration And Adr Services
    San Francisco, CA
  • 05/2017 → 08/2018
    Unemployed
    Santa Barbara, CA
  • 10/2014 → 05/2017
    Uc Santa Barbara Thunderdome Events Center
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-23
  • S66 Uniform Combined State Law Examination
    2026-04-23

View on SEC IAPD

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