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Elizabeth Ashley Wise

LPl Financial LLC

Towson, MD

Towson, MD

Westminster, MD

Baltimore, MD

Towson, MD

Baltimore, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-08-16
  • MD RA
    APPROVED
    Since 2022-08-16

Branch Locations

405 Washington Ave., Towson, MD 21204 • United States

7615 Bellona Ave., Towson, MD 21204 • United States

Westminster, MD • United States

5210 Roland Ave, Baltimore, MD 21210 • United States

1005 York Rd., Towson, MD 21204 • United States

5910 York Rd., Baltimore, MD 21212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Moon Pub & Grill Westminster MD 08/2016 07/2017
Maggie's Restaurant Westminster MD 07/2017 01/2019
M&T Bank Baltimore MD 01/2019 Present
Lpl Financial, Llc Baltimore MD 09/2021 Present
  • 08/2016 → 07/2017
    Full Moon Pub & Grill
    Westminster, MD
  • 07/2017 → 01/2019
    Maggie's Restaurant
    Westminster, MD
  • 01/2019 → Present
    M&T Bank
    Baltimore, MD
  • 09/2021 → Present
    Lpl Financial, Llc
    Baltimore, MD
Other Businesses

1. 09/13/2021 - M&T BANK/ FINANCIAL INSTITUTION DUTY/ INVESTMENT RELATED/ 100%/ BALTIMORE, MD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-13
  • S66 Uniform Combined State Law Examination
    2022-08-13
Other Names
  • Elizabeth Ashley Wise
  • Elizabeth A Wise

View on SEC IAPD

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