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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-23
NC RA APPROVED 2022-08-05
  • TX RA
    APPROVED
    Since 2022-08-23
  • NC RA
    APPROVED
    Since 2022-08-05

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 06/2020 06/2022
Harris Teeter Charlotte NC 10/2015 02/2017
James River Equipment Charlotte NC 05/2018 08/2019
High Point University High Point NC 08/2017 05/2021
Autobell Carwash Charlotte NC 02/2017 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2022 Present
Bank Of America, N.A. Charlotte NC 08/2026 Present
  • 06/2020 → 06/2022
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 10/2015 → 02/2017
    Harris Teeter
    Charlotte, NC
  • 05/2018 → 08/2019
    James River Equipment
    Charlotte, NC
  • 08/2017 → 05/2021
    High Point University
    High Point, NC
  • 02/2017 → 07/2017
    Autobell Carwash
    Charlotte, NC
  • 07/2022 → Present
    Charlotte, NC
  • 08/2026 → Present
    Bank Of America, N.A.
    Charlotte, NC
Previous Registrations
Other Businesses

Effective 7/12/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-18
S63 Uniform Securities Agent State Law Examination 2022-01-15
  • S66 Uniform Combined State Law Examination
    2022-02-18
  • S63 Uniform Securities Agent State Law Examination
    2022-01-15
Other Names
  • Charles A. Taylor
  • Charles Anthony Taylor

View on SEC IAPD

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