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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-17
MA RA APPROVED 2026-03-16
TX RA APPROVED 2026-03-03
  • NY RA
    APPROVED
    Since 2026-03-17
  • MA RA
    APPROVED
    Since 2026-03-16
  • TX RA
    APPROVED
    Since 2026-03-03

Branch Locations

121 Seaport Boulevard 11Th Floor, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Smithfield RI 07/2021 02/2026
9Th Gear Technologies Providence RI 10/2020 05/2021
The Wharf Warren RI 06/2019 08/2019
Providence College Providence RI 08/2017 05/2021
Bishop Hendricken High School Warwick RI 08/2013 06/2017
The Wharf Warren RI 06/2020 08/2020
Gil'S Appliances Bristol RI 06/2018 08/2018
Providence College Providence RI 08/2018 05/2019
Our Lady Of Mount Carmel Church Bristol RI 06/2013 08/2017
Fidelity Investments Boston MA 03/2025 02/2026
Voya Financial Advisors Boston MA 03/2026 Present
  • 07/2021 → 02/2026
    Fidelity Investments
    Smithfield, RI
  • 10/2020 → 05/2021
    9Th Gear Technologies
    Providence, RI
  • 06/2019 → 08/2019
    The Wharf
    Warren, RI
  • 08/2017 → 05/2021
    Providence College
    Providence, RI
  • 08/2013 → 06/2017
    Bishop Hendricken High School
    Warwick, RI
  • 06/2020 → 08/2020
    The Wharf
    Warren, RI
  • 06/2018 → 08/2018
    Gil'S Appliances
    Bristol, RI
  • 08/2018 → 05/2019
    Providence College
    Providence, RI
  • 06/2013 → 08/2017
    Our Lady Of Mount Carmel Church
    Bristol, RI
  • 03/2025 → 02/2026
    Fidelity Investments
    Boston, MA
  • 03/2026 → Present
    Voya Financial Advisors
    Boston, MA
Previous Registrations
  • 2025-03-31 → 2026-02-24
    Bristol, RI
    Boston, MA
    Smithfield, RI
    Bristol, RI
  • 2023-08-14 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Smithfield, RI
Other Businesses

OBA-99786|OrgNmn:uReVu|Org Addr:Warren,Rhode Isla,US|OBA Nature:A social media network focused|Invst Rel:N|Title:Officer|Duties:developing a social media application and the corresponding workload that accompanies it |StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-09
S63 Uniform Securities Agent State Law Examination 2021-12-13
  • S66 Uniform Combined State Law Examination
    2023-08-09
  • S63 Uniform Securities Agent State Law Examination
    2021-12-13
Other Names
  • Nathan James Swift
  • Nate James Swift
  • Nathan Swift

View on SEC IAPD

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