Lois Ann Bratkovich

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 11/2019
  H. Beck, Inc.
  Rockville, MD
• 12/2013 → Present
  Namey Financial Group
  Jacksonville, FL
• 08/2019 → Present
  Dba Lois Bratkovich
  Jacksonville, FL
• 11/2019 → Present
  Lpl Financial Llc
  Jacksonviile, FL

Previous Registrations

• 2010-01-12 → 2019-12-13
  Grove Point Investments, Llc
  Jacksonville, FL
  Jacksonville, FL
• 2008-10-02 → 2009-12-31
  Fsc Securities Corporation
  Jacksonville, FL
  Jacksonville, FL

Other Businesses

1) 11/26/19- Namey Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business Location(s)- start date 1/1/2010- 100% 2) 11/26/19-Namey Financial Group- Non-Variable Insurance- Agent- Inv. Related- At Reported Business Location(s)- start date 1/1/2010- 2hrs/mth 3) 11/09/2023 - Other - Precinct committeeman (person/woman) - Not Investment Related - zip code 32224 - Start Date 10/02/2023 - 5 Hours Per Month/ 1 Hour During Trading 4) 05/13/2024 - Screen Inc. - Outside/W-2 Employment - Not Inv. Related - home based - Start Date 03/18/2024 - 5hrs/mth - 1hour DT 5)11/03/2025 - Knighthead Life & Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/01/2025 - 4 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-08-30

Designations

• Certified Financial Planner

Other Names

• Lois P Bratkovich