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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-03 |
Branch Locations
2029 Century Park E, Los Angeles, CA 90067 • United States
277 Park Ave, Floors 3 & 36, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs And Co. Llc | New York | NY | 07/2021 | 03/2025 |
| Bloomberg Lp | New York | NY | 09/2014 | 06/2021 |
| J.P. Morgan Securities Llc | New York | NY | 03/2025 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-08 |
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