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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-11 |
| VT | RA | APPROVED | 2021-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burlington | VT | 07/2021 | Present |
| Merchants Bank/Community Bank N.A. | Williston | VT | 04/2011 | 07/2021 |
| Bank Of America, N.A. | Burlington | VT | 09/2021 | Present |
I*516985 For profit or not for profit: Entity For Profit Name of outside business organization: Green Leaf Photography DBA Joshua Jarvis Investment related: Address of business: Milton, Vermont 05468 Nature of business: Entity For Profit,Entity For Profit Compensation for Activity: Position, title, association: , Photography Business very limited activity. Start date of relationship: 8//2021 Number of hours devoted: Yearly hour(s) 20 Number of hours devoted during trading hours: 0 Duties: I*1044342 For profit or not for profit: Entity For Profit Name of outside business organization: Before This Time Investment related: N Address of business: Milton, Vermont Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 11/1/2022 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties:Band - Bass Guitar Player
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-17 |
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