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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-27 |
| NJ | RA | APPROVED | 2021-09-13 |
Branch Locations
180 Park Avenue, Florham Park, NJ 07932 • United States
4851 Tamiami Trail N, Naples, FL 34103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2020 | 09/2021 |
| Fcg Advisor, Llc | Chatham | NJ | 07/2017 | 09/2021 |
| Fcg Advisors, Llc | Chatham | NJ | 08/2015 | 08/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | 09/2021 |
| Mariner Wealth Advisors | Chatham | NJ | 09/2021 | Present |
| Msec, Llc | Overland Park | KS | 09/2021 | Present |
MSEC, LLC, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; ASSOCIATE, COMPLIANCE; START DATE 09/2021 40 HRS/WK DURING SECURITIES TRADING HOURS. MARINER WEALTH ADVISORS, 5700 W. 112th ST., SUITE 500, OVERLAND PARK, KS 66211; INVESTMENT RELATED; ASSOCIATE, COMPLIANCE; START DATE 09/2021 ; 40 HRS/WK DURING SECURITIES TRADING HOURS." Executive Women Of New Jersey, Not investment related, New Jersey, Finance Committee Member, Start date: 1/30/2025, 3 hours per month, 0 hours during trading hours, Oversight responsibilities
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-06-10 |
| S65 | Uniform Investment Adviser Law Examination | 2017-07-17 |
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