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David Daniel Kline

LPl Financial LLC

Pittsburgh, PA

CRD 7418549

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-18
PA RA APPROVED 2022-08-08
  • TX RA
    APPROVED
    Since 2024-06-18
  • PA RA
    APPROVED
    Since 2022-08-08

Branch Locations

Penn Center West Two Ste 325, Pittsburgh, PA 15276 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Pittsburgh PA 08/2021 Present
Bny Mellon Wealth Management Pittsburgh PA 08/2016 07/2021
  • 08/2021 → Present
    Lpl Financial Llc
    Pittsburgh, PA
  • 08/2016 → 07/2021
    Bny Mellon Wealth Management
    Pittsburgh, PA
Other Businesses

1)11/22/2021 - Speakman Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-02-18
  • S63 Uniform Securities Agent State Law Examination
    2022-02-18
Designations
  • Certified Financial Planner
Other Names
  • Dave Kline

View on SEC IAPD

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