Ashlyn Aaron

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-30
NC	RA	APPROVED	2023-07-18

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	07/2022	Present
Unemployed	Charlotte	NC	05/2022	07/2022
North Carolina State University	Raleigh	NC	08/2018	05/2021
Lake Hickory Country Club	Hickory	NC	05/2017	08/2018
Chillfire Bar & Grill	Denver	NC	01/2018	08/2018
North Lincoln High School	Lincolnton	NC	08/2014	06/2018
New York Life Insurance Company	Charlotte	NC	08/2021	06/2022
Unemployed	Raleigh	NC	05/2021	07/2021

07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
05/2022 → 07/2022

Unemployed

Charlotte, NC
08/2018 → 05/2021

North Carolina State University

Raleigh, NC
05/2017 → 08/2018

Lake Hickory Country Club

Hickory, NC
01/2018 → 08/2018

Chillfire Bar & Grill

Denver, NC
08/2014 → 06/2018

North Lincoln High School

Lincolnton, NC
08/2021 → 06/2022

New York Life Insurance Company

Charlotte, NC
05/2021 → 07/2021

Unemployed

Raleigh, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-14