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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-12-21
IL RA APPROVED 2021-11-05
  • TN RA
    APPROVED
    Since 2022-12-21
  • IL RA
    APPROVED
    Since 2021-11-05

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broomfield High School Broomfield CO 08/2013 05/2017
Lowe'S Broomfield CO 04/2020 07/2020
University Of Wyoming Laramie WY 08/2017 05/2021
Storm Guard Brighton CO 02/2021 05/2021
First Trust Portfolios L.P. Wheaton IL 07/2021 Present
First Trust Advisors L.P. Wheaton IL 07/2021 Present
  • 08/2013 → 05/2017
    Broomfield High School
    Broomfield, CO
  • 04/2020 → 07/2020
    Lowe'S
    Broomfield, CO
  • 08/2017 → 05/2021
    University Of Wyoming
    Laramie, WY
  • 02/2021 → 05/2021
    Storm Guard
    Brighton, CO
  • 07/2021 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 07/2021 → Present
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
  • S66 Uniform Combined State Law Examination
    2021-11-05

View on SEC IAPD

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