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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2023-02-22
  • MS RA
    APPROVED
    Since 2023-02-22

Branch Locations

732 Lake Harbour, Ridgeland, MS 39157 • United States

411 Hwy 80 E, Clinton, MS 39056 • United States

1600 Highland Colony Pkwy, Madison, MS 39110 • United States

3330 S. Liberty St, Canton, MS 39046 • United States

1285 West Government St, Brandon, MS 39042 • United States

220 Hwy 12 E, Koscuisko, MS 39090 • United States

1934 Spillway Rd, Brandon, MS 39047 • United States

1069 Highland Colony Pkwy, Ridgeland, MS 39157 • United States

732 Lake Harbour, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Ridgeland MS 08/2021 11/2021
Inspired Life, Llc Brandon MS 08/2020 11/2021
Lululemon Jackson MS 10/2014 11/2021
Morgan Stanley Private Bank, N.A. New York NY 12/2021 02/2023
Morgan Stanley Smith Barney Llc Ridgeland MS 11/2021 02/2023
Lpl Financial, Llc Ridgeland MS 02/2023 Present
  • 08/2021 → 11/2021
    Morgan Stanley Smith Barney Llc
    Ridgeland, MS
  • 08/2020 → 11/2021
    Inspired Life, Llc
    Brandon, MS
  • 10/2014 → 11/2021
    Lululemon
    Jackson, MS
  • 12/2021 → 02/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 11/2021 → 02/2023
    Morgan Stanley Smith Barney Llc
    Ridgeland, MS
  • 02/2023 → Present
    Ridgeland, MS
Previous Registrations
Other Businesses

1- 02/2023 / Renasant Financial Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / RIDGELAND, MS 2) 03/19/2025 - Renasant Bank- Retirement Plan Services - Investment Related - Financial Institution Duty - Blvd Tupelo MS- Start Date:03/03/2025 - 65 Hrs/Mth - 40 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-25
  • S66 Uniform Combined State Law Examination
    2021-10-25
Other Names
  • Karolina Pruitt
  • Karolina Glaz
  • Karolina K Simmons
  • Karolina Kaja Glaz Simmons

View on SEC IAPD

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