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Daria Stan

Rockefeller Financial LLC

Atlanta, GA

CRD 7418177

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-01-17
TX RA APPROVED 2024-01-10
  • GA RA
    APPROVED
    Since 2024-01-17
  • TX RA
    APPROVED
    Since 2024-01-10

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Atlanta GA 09/2021 01/2024
Insight Global Atlanta GA 08/2020 09/2021
River Oak Risk Atlanta GA 01/2020 08/2020
River Oak Risk Atlanta GA 06/2019 07/2019
University Of Georgia Athens GA 08/2016 05/2020
Rockefeller Financial Llc Atlanta GA 01/2024 Present
  • 09/2021 → 01/2024
    Morgan Stanley
    Atlanta, GA
  • 08/2020 → 09/2021
    Insight Global
    Atlanta, GA
  • 01/2020 → 08/2020
    River Oak Risk
    Atlanta, GA
  • 06/2019 → 07/2019
    River Oak Risk
    Atlanta, GA
  • 08/2016 → 05/2020
    University Of Georgia
    Athens, GA
  • 01/2024 → Present
    Rockefeller Financial Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
  • S66 Uniform Combined State Law Examination
    2023-01-30

View on SEC IAPD

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HB WEALTH
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Nearby Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON

Nearby Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA

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