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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-25
  • NY RA
    APPROVED
    Since 2023-10-25

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ucla Los Angeles CA 09/2014 06/2018
Poli Led & Signs Miami FL 08/2018 02/2019
Fudan University Shangai 02/2019 07/2019
Georgetown University Washington DC 07/2019 05/2021
Ballentine Partners Llc Palm Beach Gardens FL 01/2021 07/2023
Focus Partners Wealth, Llc Saint Louis MO 10/2023 Present
  • 09/2014 → 06/2018
    Ucla
    Los Angeles, CA
  • 08/2018 → 02/2019
    Poli Led & Signs
    Miami, FL
  • 02/2019 → 07/2019
    Fudan University
    Shangai
  • 07/2019 → 05/2021
    Georgetown University
    Washington, DC
  • 01/2021 → 07/2023
    Ballentine Partners Llc
    Palm Beach Gardens, FL
  • 10/2023 → Present
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-11
  • S65 Uniform Investment Adviser Law Examination
    2021-10-11
Other Names
  • Diana Cheung Ng

View on SEC IAPD

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