Brooke Ellise Sorchy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 07/2021
  Michelle Warner Real Estate
  San Diego, CA
• 02/2019 → 03/2020
  Einstein Bagels
  San Diego, CA
• 05/2017 → 08/2017
  Rowe Technologies
  Poway, CA
• 08/2004 → 05/2021
  School
  San Diego, CA
• 08/2021 → 10/2023
  Lpl Financial Llc
  La Mesa, CA
• 10/2023 → Present
  Lpl Financial Llc
  La Mesa, CA
• 10/2023 → Present
  Mw Asset Management
  La Mesa, CA

Other Businesses

1) 10/03/2025 - Financial Plan Design - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:10/23/2023 - 180 Hrs/Mth - 100 Hrs During Trading. 2) 11/10/2025 - Nicole Gandy DBA Ruby Moon - Other - Retail - Brand Ambassador - Not Investment Related - Remote - Start Date 10/25/2025 - 1 hour per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2022-06-17

Designations

• Certified Financial Planner

Other Names

• Brooke Rowe
• Brooke Ellise Rowe