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Rex Colton Roseman

Roseman Wagner Wealth Management

Newport Beach, CA

Rocklin, CA

CRD 7417847

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Employer firm

Roseman Wagner Wealth Management CRD 148221

$1.54B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Roseman Wagner Wealth Management

4970 Rocklin Road Suite 200, Rocklin, CA 95677 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-06
TX RA APPROVED 2021-07-26
  • CA RA
    APPROVED
    Since 2023-04-06
  • TX RA
    APPROVED
    Since 2021-07-26

Branch Locations

120 Newport Center Drive Suite 100, Newport Beach, CA 92660 • United States

4970 Rocklin Road Suite 200, Rocklin, CA 95677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Douglas Feed And Pet Supply Granite Bay CA 06/2017 08/2017
Rwwm, Inc. Rocklin CA 05/2018 08/2018
Glenair, Inc. Glendale CA 06/2019 08/2019
Rwwm, Inc. Rockin CA 05/2020 08/2020
Student Walnut Creek CA 08/2006 08/2017
Roseman Wagner Wealth Management Dallas TX 06/2021 Present
Texas Christian University Fort Worth TX 08/2017 06/2021
  • 06/2017 → 08/2017
    Douglas Feed And Pet Supply
    Granite Bay, CA
  • 05/2018 → 08/2018
    Rwwm, Inc.
    Rocklin, CA
  • 06/2019 → 08/2019
    Glenair, Inc.
    Glendale, CA
  • 05/2020 → 08/2020
    Rwwm, Inc.
    Rockin, CA
  • 08/2006 → 08/2017
    Student
    Walnut Creek, CA
  • 06/2021 → Present
    Roseman Wagner Wealth Management
    Dallas, TX
  • 08/2017 → 06/2021
    Texas Christian University
    Fort Worth, TX
Other Businesses

RAW Cattle Company; Owner; Start date 09/2013; Dallas; Texas; Breeding, raising, and selling Angus show cattle; 2 hours a month spent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-23
  • S65 Uniform Investment Adviser Law Examination
    2021-07-23

View on SEC IAPD

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