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Michael James Steiner

Congress Park Capital LLC

Saratoga Springs, NY

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Current Employers
Congress Park Capital Llc

57 Phila Street, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-01
CT RA APPROVED 2012-06-25
  • NY RA
    APPROVED
    Since 2021-04-01
  • CT RA
    APPROVED
    Since 2012-06-25

Branch Locations

57 Phila Street, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Congress Park Capital, Llc Saratoga Springs NY 06/2012 Present
Previous Registrations
Other Businesses

1. THE STEINER CORPORATION; NOT INVESTMENT-RELATED; 13 CARSTEAD DR. SLINGERLANDS NY 12159; DOG RELATED SERVICES; PART OWNER, PRESIDENT; STARTED IN 09/2007; SPEND APPROXIMATELY 5HRS PER WEEK; NON-TRADING HRS; BOOKKEEPING AND SUPPORT. 2. MR. STEINER IS LICENSED TO SELL INSURANCE. IN HIS ROLE AS AN INSURANCE AGENT, HE MAY OFFER COMMISSIONABLE INSURANCE PRODUCTS TO ADVISER'S CLIENTS FOR WHICH HE MAY RECEIVE COMPENSATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-06
  • S66 Uniform Combined State Law Examination
    2005-05-06
Other Names
  • Michael J Steiner

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