Michael James Steiner

Employer firm

Congress Park Capital LLC CRD 150309

$422M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Congress Park Capital, Llc
  Saratoga Springs, NY

Previous Registrations

• 2011-03-01 → 2012-06-21
  Pks Advisory Services, Llc
  Albany, NY
• 2005-09-21 → 2009-05-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clifton Park, NY
  Albany, NY
  Albany, NY
  Albany, NY

Other Businesses

1. THE STEINER CORPORATION; NOT INVESTMENT-RELATED; 13 CARSTEAD DR. SLINGERLANDS NY 12159; DOG RELATED SERVICES; PART OWNER, PRESIDENT; STARTED IN 09/2007; SPEND APPROXIMATELY 5HRS PER WEEK; NON-TRADING HRS; BOOKKEEPING AND SUPPORT. 2. MR. STEINER IS LICENSED TO SELL INSURANCE. IN HIS ROLE AS AN INSURANCE AGENT, HE MAY OFFER COMMISSIONABLE INSURANCE PRODUCTS TO ADVISER'S CLIENTS FOR WHICH HE MAY RECEIVE COMPENSATION.

Exams

• S66 Uniform Combined State Law Examination
  2005-05-06

Other Names

• Michael J Steiner