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Vinod Naidu

Sof Spectrum Capital Management, LLC

Sugar Land, TX

CRD 7417424

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Employer firm

Sof Spectrum Capital Management, LLC CRD 316108

$6.33M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Sof Spectrum Capital Management, Llc

Sugar Land, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-17
  • TX RA
    APPROVED
    Since 2024-01-17

Branch Locations

Sugar Land, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cdk Global Inc Houston TX 07/1999 07/2018
Sof Spectrum Capital Management Sugar Land TX 07/2021 Present
Self Employed Sugar Land TX 07/2018 07/2021
  • 07/1999 → 07/2018
    Cdk Global Inc
    Houston, TX
  • 07/2021 → Present
    Sof Spectrum Capital Management
    Sugar Land, TX
  • 07/2018 → 07/2021
    Self Employed
    Sugar Land, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-06
  • S65 Uniform Investment Adviser Law Examination
    2021-12-06

View on SEC IAPD

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