James Politis

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → 08/2021
  The Chefs Warehouse
  City Of Industry, CA
• 03/2010 → 12/2018
  Sysco Foods Los Angeles
  Walnut, CA
• 09/2021 → 04/2025
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2021 → 04/2025
  Northwestern Mutual Investment Services Llc
  Los Angeles, CA
• 08/2022 → 04/2025
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 05/2025 → Present
  Massmutual Life Insurance Co
  Los Angeles, CA
• 05/2025 → Present
  Mml Investors Services, Llc
  Los Angeles, CA
• 04/2025 → Present
  Lenox Advisors
  Los Angeles, CA

Other Businesses

(1) NAME: James Politis/ Lenox Advisors, Inc, INV REL: Y, ADD:444 S. Flower Street, Suite 4200, Los Angeles, CA 90071, NATURE: Outside Insurance Sales, POSITION: Insurance Broker, START DATE: 5/5/2025, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 5, DUTIES: LINES OF BUSINESS Life, Disability, Long-term care, Fixed annuities, Health (2) NAME: Sunset Paradise HOA, INV REL: N, ADD: Residential Address, NATURE: Home Owners Association, POSITION: Secretary, START DATE: 4/21/2022, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 5, DUTIES: Manage association documentation, recordkeeping and communication

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-03-23

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• James Politis