Dylan Richards

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2024-10-31

TN RA
APPROVED

Since 2024-10-31

Branch Locations

100 Bluegrass Commons Blvd # 2100, Hendersonville, TN 37075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Belmont University	Nashville	TN	08/2017	05/2021
The Pub Nashville	Nashville	TN	06/2019	11/2019
Hendersonville High School	Hendersonville	TN	08/2014	05/2017
Cumberland Transit	Nashville	TN	09/2020	Present
Lpl Financial	Hendersonville	TN	06/2022	Present

08/2017 → 05/2021

Belmont University

Nashville, TN
06/2019 → 11/2019

The Pub Nashville

Nashville, TN
08/2014 → 05/2017

Hendersonville High School

Hendersonville, TN
09/2020 → Present

Cumberland Transit

Nashville, TN
06/2022 → Present

Lpl Financial

Hendersonville, TN

Other Businesses

1-06/2023 / Rock Castle Wealth Advisors / DBA for LPL Business (entity for LPL business) / Investment Related 2- 08/2020 / Cumberland Transit / Outside/W-2 Employment / Non Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-29

S66 Uniform Combined State Law Examination

2024-10-29

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews