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Bruno Martins Miranda

Ubs Financial Services Inc.

Coral Gables, FL

CRD 3130020

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-01-01
  • FL RA
    APPROVED
    Since 2010-01-01

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Coral Gables FL 09/1999 Present
Ubs Financial Services Inc. Coral Gables FL 01/2010 Present
Ubs International Inc. New York NY 06/2002 Present
  • 09/1999 → Present
    Painewebber
    Coral Gables, FL
  • 01/2010 → Present
    Coral Gables, FL
  • 06/2002 → Present
    Ubs International Inc.
    New York, NY
Previous Registrations
  • 2002-06-03 → 2010-01-01
    Ubs International Inc.
    Coral Gables, FL
    Coral Gables, FL
  • 1999-09-21 → 2002-06-01
    Coral Gables, FL
Other Businesses

1)BMM INVESTMENT LLC / 1001 BRICKELL BAY DR 2406 MIAMI,FL 33129 / SOLE PROPRIETORSHIP/ REAL ESTATE / INVESTMENT IN REAL ESTATE PROJECT / SOLE PROPRIETORSHIP / / SOLE PROPRIETOR / START DATE 4/1/2015

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-14
S65 Uniform Investment Adviser Law Examination 1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1999-12-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
Other Names
  • Bruno M Miranda

View on SEC IAPD

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