Richard James King

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-04-09
TX	RA	APPROVED	2025-04-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	07/2021	Present
Conestoga High School	Berwyn	PA	08/2013	05/2017
Unc-Chapel Hill	Chapel Hill	NC	08/2017	05/2021
White House Office Of Management And Budget	Washington D.C.	DC	05/2018	08/2018
Top Of The Hill	Chapel Hill	NC	12/2018	05/2019
Aptive Environmental	Matawan	NJ	05/2019	08/2019
Rsm Us Llp	Raleigh	NC	06/2021	07/2021
Vanguard Marketing Corporation	Charlotte	NC	07/2021	Present
Vanguard Advisers, Inc.	Charlotte	NC	04/2025	Present

07/2021 → Present

The Vanguard Group, Inc.

Charlotte, NC
08/2013 → 05/2017

Conestoga High School

Berwyn, PA
08/2017 → 05/2021

Unc-Chapel Hill

Chapel Hill, NC
05/2018 → 08/2018

White House Office Of Management And Budget

Washington D.C., DC
12/2018 → 05/2019

Top Of The Hill

Chapel Hill, NC
05/2019 → 08/2019

Aptive Environmental

Matawan, NJ
06/2021 → 07/2021

Rsm Us Llp

Raleigh, NC
07/2021 → Present

Vanguard Marketing Corporation

Charlotte, NC
04/2025 → Present

Vanguard Advisers, Inc.

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-28
S63	Uniform Securities Agent State Law Examination	2021-09-10