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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-06 |
| TX | RA | APPROVED | 2026-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 07/2021 | Present |
| University Of Arizona | Tucson | AZ | 08/2018 | 05/2021 |
| Oro Valley Country Club | Tucson | AZ | 10/2019 | 04/2021 |
| Ufc Gym | Torrance | CA | 05/2019 | 08/2019 |
| Jack Kramer Club | Rolling Hills Estates | CA | 05/2017 | 08/2018 |
| Self Employed | Rancho Palos Verdes | CA | 06/2020 | 07/2020 |
| California Lutheran University | Thousand Oaks | CA | 08/2016 | 12/2017 |
| El Camino College | Torrance | CA | 01/2018 | 05/2018 |
| Jack Kramer Club | Rolling Hills Estates | CA | 05/2019 | 05/2019 |
| Vanguard Marketing Corporation | Charlotte | NC | 07/2021 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-10 |
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