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Juan Carlos Alfaro Campos

Mml Investors Services, LLC

Los Angeles, CA

Hacienda Heights, CA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-02
  • CA RA
    APPROVED
    Since 2023-03-02

Branch Locations

6080 Center Drive Suite 120, Los Angeles, CA 90045 • United States

Hacienda Heights, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Los Angeles CA 09/2021 Present
Capstone Partners / Massmutual Life Insurance Company Los Angeles CA 09/2021 Present
Entre Amigos Human Services El Monte CA 04/2021 09/2021
Unemployed Los Angeles CA 06/2020 04/2021
University Of California, Santa Barbara Goleta CA 04/2016 06/2020
  • 09/2021 → Present
    Mml Investors Services, Llc
    Los Angeles, CA
  • 09/2021 → Present
    Capstone Partners / Massmutual Life Insurance Company
    Los Angeles, CA
  • 04/2021 → 09/2021
    Entre Amigos Human Services
    El Monte, CA
  • 06/2020 → 04/2021
    Unemployed
    Los Angeles, CA
  • 04/2016 → 06/2020
    University Of California, Santa Barbara
    Goleta, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10
Other Names
  • Juan Carlos Alfaro-Campos

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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