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Brandon Robert Koch

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7415998

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-18
TX RA APPROVED 2025-07-18
  • NC RA
    APPROVED
    Since 2025-07-18
  • TX RA
    APPROVED
    Since 2025-07-18

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 07/2021 Present
Buffalo Wild Wings Ames IA 08/2019 05/2021
Butcher Block Cedar Rapids IA 06/2019 08/2019
Poured Walls Of Iowa Inc. Cedar Rapids IA 06/2018 08/2018
Cedar Rapids Aquatic Association Cedar Rapids IA 06/2016 08/2017
Iowa State University Ames IA 08/2017 05/2021
Kennedy High School Cedar Rapids IA 08/2013 06/2017
United Fire Group Cedar Rapids IA 06/2020 08/2020
Vanguard Marketing Corporation Charlotte NC 07/2021 Present
Vanguard Advisers, Inc. Charlotte NC 07/2025 Present
  • 07/2021 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2019 → 05/2021
    Buffalo Wild Wings
    Ames, IA
  • 06/2019 → 08/2019
    Butcher Block
    Cedar Rapids, IA
  • 06/2018 → 08/2018
    Poured Walls Of Iowa Inc.
    Cedar Rapids, IA
  • 06/2016 → 08/2017
    Cedar Rapids Aquatic Association
    Cedar Rapids, IA
  • 08/2017 → 05/2021
    Iowa State University
    Ames, IA
  • 08/2013 → 06/2017
    Kennedy High School
    Cedar Rapids, IA
  • 06/2020 → 08/2020
    United Fire Group
    Cedar Rapids, IA
  • 07/2021 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 07/2025 → Present
    Charlotte, NC
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-17
S63 Uniform Securities Agent State Law Examination 2021-09-10
  • S66 Uniform Combined State Law Examination
    2025-07-17
  • S63 Uniform Securities Agent State Law Examination
    2021-09-10
Other Names
  • Brandon Koch

View on SEC IAPD

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