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Daniel R Vaughn

Janney Montgomery Scott LLC

Pittsburgh, PA

CRD 7415790

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-01
PA RA APPROVED 2022-11-21
  • TX RA
    APPROVED
    Since 2023-03-01
  • PA RA
    APPROVED
    Since 2022-11-21

Branch Locations

One Ppg Place Suite 2200, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Creative Caterers At Glendoveers Rochester NY 12/2017 08/2019
Delmonico's Italian Steakhouse Albany NY 10/2019 04/2020
Mayer Paint & Hardware Rochester NY 05/2020 08/2020
Northwestern Mutual Albany NY 08/2021 12/2021
Whole Foods Market Albany NY 10/2020 07/2022
Janney Montgomery Scott Llc Pittsburgh PA 07/2022 11/2022
University At Albany, Suny Albany NY 08/2018 05/2022
Fairport School District Fairport NY 10/2012 05/2018
Janney Montgomery Scott Llc Pittsburgh PA 11/2022 Present
  • 12/2017 → 08/2019
    Creative Caterers At Glendoveers
    Rochester, NY
  • 10/2019 → 04/2020
    Delmonico's Italian Steakhouse
    Albany, NY
  • 05/2020 → 08/2020
    Mayer Paint & Hardware
    Rochester, NY
  • 08/2021 → 12/2021
    Northwestern Mutual
    Albany, NY
  • 10/2020 → 07/2022
    Whole Foods Market
    Albany, NY
  • 07/2022 → 11/2022
    Janney Montgomery Scott Llc
    Pittsburgh, PA
  • 08/2018 → 05/2022
    University At Albany, Suny
    Albany, NY
  • 10/2012 → 05/2018
    Fairport School District
    Fairport, NY
  • 11/2022 → Present
    Janney Montgomery Scott Llc
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
  • S66 Uniform Combined State Law Examination
    2022-11-21

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