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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
KS RA APPROVED 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • KS RA
    APPROVED
    Since 2023-09-01

Branch Locations

13220 Metcalf Ave Suite 210, Overland Park, KS 66213 • United States

765 E. 2Nd Street #200, Wichita, KS 67202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Advisors Wichita KS 03/2011 09/2023
Osaic Wealth, Inc. Wichita KS 09/2023 Present
  • 03/2011 → 09/2023
    Sagepoint Financial Advisors
    Wichita, KS
  • 09/2023 → Present
    Wichita, KS
Previous Registrations
  • 2011-03-24 → 2023-09-01
    Osaic Services, Inc.
    Wichita, KS
  • 2008-01-01 → 2009-04-16
    Hutchinson, KS
  • 2005-04-25 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Hutchinson, KS
    Hutchinson, KS
    St. Louis, MO
Other Businesses

1. AD ASTRA FINANCIAL GROUP POSITION: Other - Financial Advisor NATURE: Other - DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 136 START DATE: 06/01/2013 ADDRESS: 765 E 2nd St.,, Suite 200, Wichita KS 67202, United States DESCRIPTION: Ad Astra Financial Group is the DBA we are now using. 2. KEVIN MILLER & ASSOC INC POSITION: President NATURE: Subchapter S-Corporation under section 1362 of the Internal Revenue Code. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 1209 S Fawnwood St, Wichita KS 67235, United States DESCRIPTION: Kevin Miller & Assoc Inc is an S-Corp that was set up to handle payroll expenses of my business operations. I manage these activities. 3. TNBC POSITION: Other - Life & Health Insurance licensed agent NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/26/2011 ADDRESS: 358 N Main, Suite 302, Wichita KS 67202, United States DESCRIPTION: Life insurance and annuity sales 4. ST. ELIZABETH ANN SETON CATHOLIC SCHOOL POSITION: Athletic Director NATURE: Private K-8 School INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 645 N. 119th St. W, Wichita KS 67235, United States DESCRIPTION: As Athletic Director, I coordinate the athletics department for St. Elizabeth Ann Seton Catholic School. I select the parent/volunteer coaches to coach the various teams. I will coordinate the volunteers needed to host volleyball and basketball games at the school. 5. VANBRIDGE POSITION: Other - Life & Health Insurance licensed agent NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/26/2011 ADDRESS: 765 E 2nd St, Suite 200, Wichita KS 67202, United States DESCRIPTION: Life insurance and annuity sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-22
  • S66 Uniform Combined State Law Examination
    2005-04-22

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