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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-30 |
| KS | RA | APPROVED | 2023-09-01 |
Branch Locations
13220 Metcalf Ave Suite 210, Overland Park, KS 66213 • United States
765 E. 2Nd Street #200, Wichita, KS 67202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial Advisors | Wichita | KS | 03/2011 | 09/2023 |
| Osaic Wealth, Inc. | Wichita | KS | 09/2023 | Present |
1. AD ASTRA FINANCIAL GROUP POSITION: Other - Financial Advisor NATURE: Other - DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 136 START DATE: 06/01/2013 ADDRESS: 765 E 2nd St.,, Suite 200, Wichita KS 67202, United States DESCRIPTION: Ad Astra Financial Group is the DBA we are now using. 2. KEVIN MILLER & ASSOC INC POSITION: President NATURE: Subchapter S-Corporation under section 1362 of the Internal Revenue Code. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 1209 S Fawnwood St, Wichita KS 67235, United States DESCRIPTION: Kevin Miller & Assoc Inc is an S-Corp that was set up to handle payroll expenses of my business operations. I manage these activities. 3. TNBC POSITION: Other - Life & Health Insurance licensed agent NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/26/2011 ADDRESS: 358 N Main, Suite 302, Wichita KS 67202, United States DESCRIPTION: Life insurance and annuity sales 4. ST. ELIZABETH ANN SETON CATHOLIC SCHOOL POSITION: Athletic Director NATURE: Private K-8 School INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 645 N. 119th St. W, Wichita KS 67235, United States DESCRIPTION: As Athletic Director, I coordinate the athletics department for St. Elizabeth Ann Seton Catholic School. I select the parent/volunteer coaches to coach the various teams. I will coordinate the volunteers needed to host volleyball and basketball games at the school. 5. VANBRIDGE POSITION: Other - Life & Health Insurance licensed agent NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/26/2011 ADDRESS: 765 E 2nd St, Suite 200, Wichita KS 67202, United States DESCRIPTION: Life insurance and annuity sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-22 |
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