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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-10-03
TX RA APPROVED 2023-10-03
  • PA RA
    APPROVED
    Since 2023-10-03
  • TX RA
    APPROVED
    Since 2023-10-03

Branch Locations

220 St Charles Way, Ste 100, York, PA 17402 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

220 St. Charles Way, Ste 100, York, PA 17402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcdonalds York PA 08/2015 11/2016
Weis Markets York PA 11/2016 08/2017
Elizabethtown College Elizabethtown PA 08/2017 06/2021
Wolf Home Products York PA 06/2018 01/2019
Geller Brothers Llc York PA 05/2019 10/2021
West York Area School District York PA 07/2011 06/2017
Rbc Capital Markets, Llc York PA 01/2022 10/2023
Lpl Financial York PA 10/2023 Present
  • 08/2015 → 11/2016
    Mcdonalds
    York, PA
  • 11/2016 → 08/2017
    Weis Markets
    York, PA
  • 08/2017 → 06/2021
    Elizabethtown College
    Elizabethtown, PA
  • 06/2018 → 01/2019
    Wolf Home Products
    York, PA
  • 05/2019 → 10/2021
    Geller Brothers Llc
    York, PA
  • 07/2011 → 06/2017
    West York Area School District
    York, PA
  • 01/2022 → 10/2023
    York, PA
  • 10/2023 → Present
    Lpl Financial
    York, PA
Previous Registrations
Other Businesses

1-08/2023 / Sides Wealth Advisory Group / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 160 HRS MNTH / 8 HRS DURING TRADING 2- 08/2023 / Public Notary / INVESTMENT RELATED / 1 HRS MNTH / START DATE 04/19/23 3. 03/04/2025- West York Area School District- Outside/W-2 Employment- Not INV Related- At Reported Business Location(s)- Start date 03/03/2025- 60 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-29
  • S66 Uniform Combined State Law Examination
    2022-04-29

View on SEC IAPD

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