Kelly Meyer Lewis

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-09-26
TX	RA	APPROVED	2023-09-26

NY RA
APPROVED

Since 2023-09-26
TX RA
APPROVED

Since 2023-09-26

Branch Locations

Elmira Heights, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John G. Ullman & Associates, Inc.	Horseheads	NY	02/2014	09/2023
Financial Engines Advisors L.L.C.	Santa Clara	CA	09/2023	Present

02/2014 → 09/2023

John G. Ullman & Associates, Inc.

Horseheads, NY
09/2023 → Present

Financial Engines Advisors L.L.C.

Santa Clara, CA

Previous Registrations

2021-07-21 → 2023-08-30

John G. Ullman & Associates, Inc

Horseheads, NY

Other Businesses

1)Cavaco Management Group, LTD; INVESTMENT RELATED: No; ADDRESS: 124 West Franklin Street, Horseheads, NY 14845; NATURE: Cavaco specializes in bookkeeping, tax preparation, and payroll services; POSITION: Tax Preparation Consultant; START DATE: 01/27/2026; NUMBER OF HOURS/MONTH: 40 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: I will be preparing tax returns as a 1099 consultant during the 2025 tax season from January 27th - April 15th.