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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-07 |
| WA | RA | APPROVED | 2025-11-07 |
Branch Locations
512 W Smith St Floor 02, Kent, WA 98032 • United States
4190 Austin Bluffs Pkwy, Flr 01, Colorado Springs, CO 80918 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Kent | WA | 01/2017 | Present |
| J.P. Morgan Securities Llc | Kent | WA | 07/2021 | Present |
| Chipotle Mexican Grill | Thornton | CO | 12/2014 | 07/2017 |
| Front Range Community College | Westminster | CO | 08/2014 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-18 |
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