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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

9600 Upland Lane North Suite 180, Maple Grove, MN 55369 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 09/2021 08/2023
Minnesota Life Insurance Co St Paul MN 09/2021 08/2023
North Star Resource Group Minneapolis MN 09/2021 Present
Shipt Birmingham AL 03/2021 11/2022
Us Bank Bloomington MN 10/2019 04/2021
Honda Richfield MN 05/2018 03/2019
Chili's Shakopee MN 04/2019 09/2019
Jimmy Johns Savage MN 06/2015 09/2017
Full Time Student St. Cloud MN 09/2017 05/2018
Complete Lawn Care Inc Lakeville MN 04/2017 08/2017
Wells Fargo San Francisco CA 08/2019 08/2019
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 09/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 09/2021 → Present
    North Star Resource Group
    Minneapolis, MN
  • 03/2021 → 11/2022
    Shipt
    Birmingham, AL
  • 10/2019 → 04/2021
    Us Bank
    Bloomington, MN
  • 05/2018 → 03/2019
    Honda
    Richfield, MN
  • 04/2019 → 09/2019
    Chili's
    Shakopee, MN
  • 06/2015 → 09/2017
    Jimmy Johns
    Savage, MN
  • 09/2017 → 05/2018
    Full Time Student
    St. Cloud, MN
  • 04/2017 → 08/2017
    Complete Lawn Care Inc
    Lakeville, MN
  • 08/2019 → 08/2019
    Wells Fargo
    San Francisco, CA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-02-02 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers that have selling arrangement with Securian Financial or MN Life Insurance Co.; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: JACOBS FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-03
  • S66 Uniform Combined State Law Examination
    2021-11-03

View on SEC IAPD

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