Liam Joseph Wallace

Employer firm

New England Capital Financial Advisors LLC CRD 109203

$768M regulatory AUM 1,205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 12/2020
  Gorton's Inc.
  Gloucester, MA
• 08/2017 → 05/2021
  Full-Time Education
  Beverly, MA
• 04/2013 → 06/2018
  Unemployed
  Pawcatuck, CT
• 06/2021 → 04/2023
  Fairwater Investments Llc
  Ashburnham, MA
• 10/2021 → 03/2023
  Yale University School Of Medicine
  New Haven, CT
• 06/2018 → 01/2020
  Garvey, Steele, & Bancroft, Llp
  Mystic, CT
• 03/2023 → Present
  New England Capital Financial Advisors, Llc
  Wallingford, CT

Previous Registrations

• 2021-08-10 → 2023-04-24
  Fairwater Investments Llc
  Ashburnham, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-07-20

Designations

• Certified Financial Planner

Other Names

• Liam Wallace