Inactive

Liam Joseph Wallace

New England Capital Financial Advisors LLC

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Current Employers

New England Capital Financial Advisors Llc

1781 Highland Ave Ste 102, Cheshire, CT 06410-1254 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-04-30

CT RA
APPROVED

Since 2023-04-30

Branch Locations

1781 Highland Ave Ste 102, Cheshire, CT 06410-1254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gorton's Inc.	Gloucester	MA	01/2020	12/2020
Full-Time Education	Beverly	MA	08/2017	05/2021
Unemployed	Pawcatuck	CT	04/2013	06/2018
Fairwater Investments Llc	Ashburnham	MA	06/2021	04/2023
Yale University School Of Medicine	New Haven	CT	10/2021	03/2023
Garvey, Steele, & Bancroft, Llp	Mystic	CT	06/2018	01/2020
New England Capital Financial Advisors, Llc	Wallingford	CT	03/2023	Present

01/2020 → 12/2020

Gorton's Inc.

Gloucester, MA
08/2017 → 05/2021

Full-Time Education

Beverly, MA
04/2013 → 06/2018

Unemployed

Pawcatuck, CT
06/2021 → 04/2023

Fairwater Investments Llc

Ashburnham, MA
10/2021 → 03/2023

Yale University School Of Medicine

New Haven, CT
06/2018 → 01/2020

Garvey, Steele, & Bancroft, Llp

Mystic, CT
03/2023 → Present

New England Capital Financial Advisors, Llc

Wallingford, CT

Previous Registrations

2021-08-10 → 2023-04-24

Fairwater Investments Llc

Ashburnham, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-07-20

S65 Uniform Investment Adviser Law Examination

2021-07-20

Designations

Other Names

Liam Wallace

View on SEC IAPD

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