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Spencer Michael Vauthier

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-03-27
  • NE RA
    APPROVED
    Since 2025-03-27

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 07/2021 09/2023
Greystar Properties Ames IA 01/2021 06/2021
Pierce Education Properties Ames IA 11/2018 01/2021
Iowa State University Ames IA 09/2018 11/2018
Lost Island Waterpark Waterloo IA 05/2018 08/2018
Semester At Sea Fort Collins CO 01/2018 05/2018
Iowa State University Ames IA 01/2017 12/2017
Iowa State University Ames IA 08/2016 05/2020
Charles Schwab & Co., Inc. Omaha NE 09/2023 Present
  • 07/2021 → 09/2023
    Td Ameritrade
    Omaha, NE
  • 01/2021 → 06/2021
    Greystar Properties
    Ames, IA
  • 11/2018 → 01/2021
    Pierce Education Properties
    Ames, IA
  • 09/2018 → 11/2018
    Iowa State University
    Ames, IA
  • 05/2018 → 08/2018
    Lost Island Waterpark
    Waterloo, IA
  • 01/2018 → 05/2018
    Semester At Sea
    Fort Collins, CO
  • 01/2017 → 12/2017
    Iowa State University
    Ames, IA
  • 08/2016 → 05/2020
    Iowa State University
    Ames, IA
  • 09/2023 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-26
S63 Uniform Securities Agent State Law Examination 2021-11-24
  • S66 Uniform Combined State Law Examination
    2025-03-26
  • S63 Uniform Securities Agent State Law Examination
    2021-11-24

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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