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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2021 | 10/2025 |
| Ge | Marlboro | MA | 03/2019 | 08/2021 |
| Astellas Pharmaceuticals | Northwell | IL | 07/2018 | 02/2019 |
| Zoll | Pittsburgh | PA | 01/2017 | 05/2018 |
| Endo Pharmaceuticals | Malvern | PA | 04/2016 | 01/2017 |
| Alliance Global Partners | New York | NY | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-18 |
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