Brandon Eric Wallis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 10/2025
  Edward Jones
  St Louis, MO
• 10/2025 → Present
  Lpl Financial
  Mililani, HI

Previous Registrations

• 2012-01-03 → 2025-10-31
  Edward Jones
  Honolulu, HI
  Waipahu, HI
• 2009-10-21 → 2011-12-20
  Raymond James Financial Services Advisors, Inc
  Honolulu, HI
• 2007-11-16 → 2009-10-22
  Bancwest Investment Services, Inc.
  Honolulu, HI
• 2005-06-20 → 2007-11-07
  Equitable Advisors, Llc
  New York, NY
  New York, NY

Other Businesses

1.09/2025 - KUPONO WEALTH PLANNING - DBA for LPL Business (entity for LPL business) - Investment related - 180 Hrs/Mth - 08 Hrs During Trading - Mililani, HI 96789 - OBA start date: 10/30/2025 2. 09/2025 - Equitable Insurance - Non-Variable Insurance Trails Only - Investment related - 00 Hrs/Mth - 00 Hrs During Trading - Syracuse NY 13202 - OBA start date: 10/25/2007

Exams

• S66 Uniform Combined State Law Examination
  2005-04-05

Designations

• Certified Financial Planner

Other Names

• Brandon Wallis
• Brandon Eric Wallis